Please read this page carefully before using this web site and the materials accessible through this web site. By using this web site, you are agreeing to be legally bound by the following terms. We reserve the right to amend these terms. Your continued use of this web site constitutes your agreement to such changes.
Greenhill & Co., Inc. and all its subsidiaries ("Greenhill", the "Company" or the “Firm”) provides this website, www.greenhill.com (together with its contents and all sub-websites, this "web site"), for your informational purposes only.
The information, products and services on this web site are provided on an "AS IS," "WHERE IS" and "WHERE AVAILABLE" basis. Greenhill does not warrant the information or services provided herein or your use of this web site generally, either expressly or impliedly, for any particular purpose and expressly disclaims any implied warranties, including but not limited to, warranties of title, non-infringement, merchantability or fitness for a particular purpose. Greenhill will not be responsible for any loss or damage that could result from interception by third parties of any information or services made available to you via this web site. Although the information provided to you on this web site is obtained or compiled from sources we believe to be reliable, Greenhill cannot and does not guarantee the accuracy, validity, timeliness or completeness of any information or data made available to you for any particular purpose. Neither Greenhill, nor any of its affiliates, directors, officers or employees, nor any third party vendor, will be liable or have any responsibility of any kind for any loss or damage that you incur in the event of any failure or interruption of this web site, or resulting from the act or omission of any other party involved in making this web site, the data contained herein or the products or services offered on this web site available to you, or from any other cause relating to your access to, inability to access, or use of the web site or these materials, whether or not the circumstances giving rise to such cause may have been within the control of Greenhill or of any vendor providing software or services. In no event will Greenhill or any such parties be liable to you, whether in contract or tort, for any direct, special, indirect, consequential or incidental damages or any other damages of any kind even if Greenhill or any other such party has been advised of the possibility thereof. This limitation on liability includes, but is not limited to, the transmission of any viruses which may infect a user's equipment, failure of mechanical or electronic equipment or communication lines, telephone or other interconnect problems (e.g., you cannot access your internet service provider), unauthorized access, theft, operator errors, strikes or other labor problems or any force majeure. Greenhill cannot and does not guarantee continuous, uninterrupted or secure access to the web site.
None of the information contained in this web site constitutes a recommendation, solicitation or offer by Greenhill or its affiliates to buy or sell any securities, futures, options or other financial instruments of any person or provide any investment advice or service.
All right, title and interest in this web site and any content contained herein is the exclusive property of Greenhill, except as otherwise stated. Unless otherwise specified, this web site is for your personal and non-commercial use only and you may print, copy and download any information or portion of this web site for your personal use only. You may not modify, copy, distribute, transmit, display, perform, reproduce, publish, license, frame, create derivative works from, transfer, or otherwise use in any other way for commercial or public purposes in whole or in part any information, software, products or services obtained from this web site, except for the purposes expressly provided herein, without Greenhill's prior written approval. If you copy or download any information or software from this web site, you agree that you will not remove or obscure any copyright or other notices or legends contained in any such information.
Greenhill, the Greenhill logo and other Greenhill trademarks and service marks referenced herein are trademarks and service marks of Greenhill. The names of other companies and third-party products or services mentioned herein may be the trademarks or service marks of their respective owners. You are prohibited from using any marks for any purpose including, but not limited to use as metatags on other pages or sites on the World Wide Web without the written permission of Greenhill or such third party, which may own the marks.
Use of Links
Greenhill provides independent financial advice on significant mergers, acquisitions, financings, restructurings, capital raisings and similar corporate finance matters. Greenhill is not a retail broker-dealer. The Firm does not conduct underwriting activities, provide research or analyst reports or solicit or carry accounts for, or offer or sell securities products to, retail customers. Greenhill & Co., LLC is registered as a broker-dealer with the Securities and Exchange Commission (“SEC”) and is regulated by the Financial Industry Regulatory Authority, Inc. as a FINRA Member Firm (http://www.finra.org/), and is licensed in all 50 states, Puerto Rico and the District of Columbia.
The information and services provided on this web site are not provided to and may not be used by any person or entity in any jurisdiction where the provision or use thereof would be contrary to applicable laws, rules or regulations of any governmental authority or regulatory or self-regulatory organization or where Greenhill is not authorized to provide such information or services.
In the UK, this website and the information contained in it (this “Website”) are made available by Greenhill & Co. International LLP (a limited liability partnership registered in the UK, no. OC332045), whose registered office is: Lansdowne House, 57 Berkeley Square, London W1J 6ER. Greenhill & Co. International LLP is regulated by the Financial Conduct Authority (the “FCA’’) with Firm Reference Number 474168.
In Germany, this Website is made available by Greenhill & Co. Europe LLP (a limited liability partnership registered in the UK, no. OC300796), whose registered office is: Lansdowne House, 57 Berkeley Square, London W1J 6ER. Greenhill & Co. Europe LLP is regulated by the FCA with Firm Reference Number 207885.
Greenhill may provide services in other European countries in accordance with the FCA’s passporting regime, in accordance with its permissions specified on the Financial Services Register and applicable law and regulation.
This Website is provided for informational purposes only and is not directed at, or intended for distribution to or use by, any person or entity who is a citizen or resident of or located in any jurisdiction (including the UK or any European country) where such distribution, publication, availability or use would be contrary to applicable law or regulation or which would subject that Greenhill and/or its subsidiaries or affiliates to any registration or licensing requirements with such jurisdiction.
The information featured on this Website may relate to services of an entity/person incorporated and operating outside of the UK or to other matters which are not regulated by the FCA. In such case, the provision of such services will not have the benefit of UK regulatory protections, including those provided in respect of the FCA rules and the UK compensation scheme. In particular, Greenhill & Co., LLC is based outside of the UK and the provision of services by it will not have the benefit of such UK regulatory protection.
Greenhill & Co. Australia Pty Limited (ABN 89 086 678 346) holds Australian financial services licence no. 224482. Its advisory services are available only to “wholesale clients” within the meaning of the Corporations Act 2001 (Cth). Nothing in the above disclaimer excludes, restricts or modifies a warranty, guarantee, right or liability to the extent that to do so would be in breach of Australian law. To the maximum extent permitted by law, Greenhill limits its liability for breach of a non-excludable warranty, guarantee or right to resupplying its services or payment of the cost of resupplying its services. No Greenhill company is regulated by the Australian Prudential Regulation Authority as an Authorised Deposit-taking Institution.
In connection with its capital raising services for private equity and real estate funds and sponsors, Greenhill & Co., LLC relies on the international dealer registration exemption provided in section 8.18 of National Instrument 31-103, as amended, in each of Alberta, British Columbia, Manitoba, New Brunswick, Ontario and Québec (each, a “Local Jurisdiction”) solely to “permitted clients”. Please note that: (i) Greenhill & Co., LLC is not registered in the Local Jurisdiction and will be relying on the international dealer exemption in section 8.18 of NI 31-103 to provide securities trading services to you; (ii) Greenhill & Co., LLC’s head office is located in New York, New York, the United States of America; (iii) all, or substantially all, of Greenhill & Co., LLC’s assets may be situated outside of Canada; (iv) you may have difficulty enforcing legal rights against Greenhill & Co., LLC because of the above; and (v) Greenhill & Co., LLC has appointed the following agents for service of process in each Local Jurisdiction: Alberta - Lawson Lundell LLP, Suite 3700, 205 - 5th Avenue S.W., Bow Valley Square 2, Calgary, Alberta T2P 2V7, Attention: John Christian; British Columbia - Lawson Lundell LLP, Suite 1600 Cathedral Place, 925 West Georgia Street, Vancouver, British Columbia V6C 3L2, Attention: John Christian; Manitoba - Thompson Dorfman Sweatman LLP, 2200 - 201 Portage Avenue, Winnipeg, Manitoba R3B 3L3, Attention: Bruce S. Thompson; New Brunswick - Stewart McKelvey, 10th Floor, Brunswick House, 44 Chipman Hill, PO Box 7289, RPO Brunswick Square, Saint John, New Brunswick E2L 4S6, Attention: C. Paul W. Smith; Ontario - Greenhill & Co. Canada Ltd., 79 Wellington Street West, Suite 3403, P.O. Box 333, Toronto, Ontario M5K 1K7, Attention: Bradley Crompton; Québec - BCF LLP, 1100 René Lévesque Blvd. West, 25th Floor, Montreal, Quebec H3B 5C9, Attention: Michel Rochefort.
Hong Kong Users
Greenhill & Co. Asia Limited, company number 1643880, is a corporation licensed by the Securities and Futures Commission in Hong Kong (with CE No. AZQ613) to engage in Type 1 regulated activities. The contents of this website have not been reviewed by the Securities and Futures Commission or any regulatory authority in Hong Kong. The material on this website is provided for information only and is not intended to be, or construed as being, investment advice or services, nor is anything contained in it a recommendation of any particular security or investment. Nothing in this website is, or should be construed as, an offer to, or a solicitation of, any person in Hong Kong, to sell or buy any security or investment. You should obtain independent professional advice if you intend to buy or sell any security or investment.
Greenhill & Co. Japan Ltd. is licensed with the Kanto Local Finance Bureau as a Type 2 Financial Dealer in Japan and is regulated by the Financial Services Agency in Japan.
Business Continuity Disclosure
Greenhill has designed a business continuity plan (“BCP”) to evaluate and manage a potential significant disruption to its business operations so that we may continue critical business functions in the event of an emergency. Critical functions include the storage and preservation of data, alternate communications with clients and regulators, and alternate communications with employees. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.
If after a significant business disruption you cannot contact us as you usually do at 212-389-1500 or at email@example.com, you should refer to our posted message on our web site at http://www.greenhill.com. The BCP was designed after reviewing the potential risks and ability to recover from key losses. The BCP is reviewed and updated at least annually. The BCP includes discussion of potential disruptions including loss of one or more offices, loss of communication services, loss of power, loss of key personnel, and loss of key service providers. Our BCP addresses: data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, bank and counter-party impact; and regulatory reporting.
Greenhill utilizes its various off-site locations to replicate critical data and technology. In the event of a significant disruption, it is Greenhill’s goal to recover from the disruption within 24 hours or less so that we can continue business operations. Greenhill intends to respond to such disruptions by safeguarding our employees and property, making a financial and operational assessment, and protecting the firm’s books and records. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Significant business disruptions can vary in their scope. A disruption may affect only our firm, a single building housing one of our firm’s offices, the business district where one of our firm’s offices is located, the city where one of our firm’s offices is located, or a whole region where one or more of our firm’s offices are located. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing one of our firm’s offices, we will make every effort to transfer our operations to a local site when needed and expect to recover and resume business within 24 hours or less. In a disruption affecting a business district, city, or region including one or more of our offices, we will transfer our operations to a site outside of the affected area, and recover and resume business within 24 hours or less. In either situation, we plan to continue in business, and notify you on how to contact us through our web site http://www.greenhill.com. The nature of the BCP is to lessen the impact of emergencies. Because events that bring about disruptions are unpredictable, Greenhill may have no ability to restore full service in the event of failures in certain infrastructure such as utilities, communication networks, transportation, and third party providers. Greenhill does not guarantee that it will be able to continue or resume business operations within any specified period of time under all circumstances.
For more information – If you have questions about our business continuity planning, you can contact us at firstname.lastname@example.org.
CUSTOMER COMPLAINT NOTICE DISCLOSURE STATEMENT
SEC Rule 17a-3(a)(18)(ii)
Greenhill & Co., LLC, in accordance with Rule 17a-3(a)(18)(ii), is furnishing this statement to provide you with a name, telephone number and address, if you ever need to report or notify us of a possible complaint. If, for any reason, you feel you have a complaint, please contact our Chief Compliance Officer, Harold J. Rodriguez, Jr., immediately by telephone at (212) 389-1516 or by mail at:
Greenhill & Co., LLC
300 Park Avenue
New York, NY 10022
Attn: Compliance Department
Greenhill & Co., LLC is a member of FINRA and SIPC